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Advisor at WELLS FARGO ADVISORS
TROY, OH | DUBLIN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 30, 2019 | n/a | yes | DUBLIN, OH|TROY, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 18, 2009 | Sep 10, 2019 | no | CENTERVILLE, OH|Miamisburg, OH|Miamisburg, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 5, 2005 | May 18, 2009 | no | DAYTON, OH|ATLANTA, GA|MIAMISBURG, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Sep 10, 2019 | Aug 30, 2019 | -11 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | May 18, 2009 | May 18, 2009 | 0 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:19616:OH:2019-09-10 | Sep 10, 2019 | Aug 30, 2019 | MIAMISBURG, OH | Firm change |