RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J• J• C•••••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 30, 2019 · Dublin, Oh
- U•• F•••••••• S••••••• I••• wirehouseMay 18, 2009 to Sep 10, 2019 · Centerville, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 5, 2005 to May 18, 2009 · Dayton, Oh
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Sep 10, 2019, registered Aug 30, 2019 (-11 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left May 18, 2009, registered May 18, 2009 (0 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address