DFX Intelligence

Data Factory

RIA / WealthAdvisor26 years in industry

SHAUN MARSHALL TAYLOR

Advisor at TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC

TOMBALL, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6363ef5-0a69-af2a-2b4a-97c1fbad8a13

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 14, 2011
First registration: May 7, 2008
Dual registered: no
Other names: shaun marshall Taylor|SHAUN M TAYLOR
IAPD individual key: 5068549

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC	State registered	Apr 25, 2025	n/a	yes	TOMBALL, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 9, 2021	Jan 10, 2025	no	TOMBALL, TX	Previous registration
CENTRIC ADVISORS, LLC	Independent wealth	Apr 8, 2020	Mar 5, 2021	no	CYPRESS, TX	Previous registration
FROST INVESTMENT SERVICES	Bd affiliated wealth	Sep 20, 2019	Mar 30, 2020	no	HOUSTON, TX	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Dec 22, 2017	Nov 30, 2018	no	HOUSTON, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 7, 2008	Dec 2, 2008	no	THE WOODLANDS, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC	Jan 10, 2025	Apr 25, 2025	105	Firm change	Ibd to state RIA
CENTRIC ADVISORS, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 5, 2021	Apr 9, 2021	35	Firm change	RIA to ibd
FROST INVESTMENT SERVICES	CENTRIC ADVISORS, LLC	Mar 30, 2020	Apr 8, 2020	9	Firm change	Ibd to RIA
EAGLE STRATEGIES LLC	FROST INVESTMENT SERVICES	Nov 30, 2018	Sep 20, 2019	294	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EAGLE STRATEGIES LLC	Dec 2, 2008	Dec 22, 2017	3,307	Firm change after gap	Other

Relationships

Registered with (6)

→ TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 9, 2021 to Jan 10, 2025factForm ADV
→ CENTRIC ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 8, 2020 to Mar 5, 2021factForm ADV
→ FROST INVESTMENT SERVICESRegistered adviserregistration: previous registration
Sep 20, 2019 to Mar 30, 2020factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Dec 22, 2017 to Nov 30, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 7, 2008 to Dec 2, 2008factForm ADV

Dated events

Occurred
Jan 10, 2025
Advisor changed firm
Shaun Marshall Taylor left Fidelity Personal And Workplace Advisors for Taylor Williams Private Wealth Management Llc (registered 2025-04-25)
Form ADVobserved 4 days ago