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Advisor at CITIZENS SECURITIES, INC.
N. PROVIDENCE, RI | PROVIDENCE, RI | JOHNSTON, RI | WOONSOCKET, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Oct 2, 2018 | n/a | yes | JOHNSTON, RI|N. PROVIDENCE, RI|WOONSOCKET, RI|PROVIDENCE, RI | Current employment |
| WEALTH MANAGEMENT RESOURCES, INC. | Independent wealth | Oct 20, 2017 | Jul 31, 2018 | no | Smithfield, RI | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Feb 27, 2017 | Oct 13, 2017 | no | Boston, MA | Previous registration |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Aug 31, 2016 | Nov 30, 2016 | no | Providence, RI | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Nov 17, 2015 | May 23, 2016 | no | N. PROVIDENCE, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTH MANAGEMENT RESOURCES, INC. | CITIZENS SECURITIES, INC. | Jul 31, 2018 | Oct 2, 2018 | 63 | Firm change | RIA to ibd |
| SANTANDER SECURITIES | WEALTH MANAGEMENT RESOURCES, INC. | Oct 13, 2017 | Oct 20, 2017 | 7 | Firm change | Other |
| HIGHTOWER ADVISORS, LLC | SANTANDER SECURITIES | Nov 30, 2016 | Feb 27, 2017 | 89 | Firm change | Other |
| CITIZENS SECURITIES, INC. | HIGHTOWER ADVISORS, LLC | May 23, 2016 | Aug 31, 2016 | 100 | Firm change | Other |