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CRD 297021
KENNETT SQUARE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| STEVE MICHAEL MACONI | n/a | KENNETT SQUARE, PA | 8 | 44 | 1 | no |
| TRACY BRINKER MCGUIRE | Certified Financial Planner | KENNETT SQUARE, PA | 8 | 36 | 1 | no |
| ALISON CHRISTIE Dorsman | Certified Financial Planner | KENNETT SQUARE, PA | 8 | 21 | 1 | no |
| MARK RICHARD JACKSON | Certified Financial Planner | KENNETT SQUARE, PA | 8 | 19 | 1 | no |
| MICHAEL JAMES HENLEY | Certified Financial Planner | KENNETT SQUARE, PA | 8 | 19 | 1 | no |
| BRITTANY SARA KALSKY | Certified Financial Planner | KENNETT SQUARE, PA | 8 | 11 | 1 | no |
| LISA LYNNE QUADRINI | Certified Financial Planner | KENNETT SQUARE, PA | KIAWAH ISLAND, SC | 5 | 28 | 3 | no |
| PETER C KIM | Chartered Financial Analyst | KENNETT SQUARE, PA | 4 | 21 | 2 | no |
| DIONNA MARIA POLUCH | Certified Financial Planner | KENNETT SQUARE, PA | 2 | 12 | n/a | no |
| Connor Joseph Knox | Certified Financial Planner | KENNETT SQUARE, PA | 1 | 10 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Dorsman, ALISON, CHRISTIE | MANAGING MEMBER/CHIEF OPERATING OFFICER/CO- CEO | A | yes | 07/2018 | Jul 14, 2026 | Jul 14, 2026 |
| HENLEY, MICHAEL, JAMES | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | E | yes | 07/2018 | Jul 14, 2026 | Jul 14, 2026 |
| JACKSON, MARK, RICHARD | Member | A | yes | 07/2018 | Jul 14, 2026 | Jul 14, 2026 |
| KALSKY, BRITTANY, SARA | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2018 | Jul 14, 2026 | Jul 14, 2026 |
| KIM, PETER, C | CHIEF INVESTMENT OFFICER | Na | no | 06/2023 | Jul 14, 2026 | Jul 14, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BRANDYWINE OAK PRIVATE TAX ADVISORY | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $1.6B | $1.6B | 15 | 10 | 1 | n/a | n/a |
| 2024 | Mar 20, 2025 | $1.4B | $1.4B | 13 | 9 | 1 | n/a | n/a |
| 2023 | Mar 28, 2024 | $1.3B | $1.3B | 12 | 8 | 1 | n/a | n/a |
| 2022 | Mar 20, 2023 | $1.2B | $1.2B | 12 | 8 | 1 | n/a | n/a |
| 2021 | Mar 25, 2022 | $1.2B | $1.2B | 9 | 6 | 1 | n/a | n/a |
| 2020 | Mar 29, 2021 | $856M | $856M | 9 | 6 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $729M | $729M | 8 | 6 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $622M | $622M | 8 | 6 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.6B | $1.4B | 11.8% | $1.2B | 9.9% | 15 | 13 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 6 | Jul 31, 2018 | Jul 27, 2018 | WILMINGTON, DE | Team lift out | Wirehouse to new firm | 0.0% |