DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brandywine Oak Private Wealth LLC
Latest filing Jul 14, 2026
First filing on the tape Jun 15, 2018 · 34 filings
SEC status approved since Jul 20, 2018
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.6B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$157M
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.6B as of Jul 14, 2026
Mar 26, 2019$622M then
HNW client RAUM$1.5B as of Jul 14, 2026
Mar 26, 2019$539M then
State-registered IARs (5.B.3)10 as of Jul 14, 2026
Mar 26, 20196 then
Employees (5.A)15 as of Jul 14, 2026
Mar 26, 20198 then
Private funds: no history
RAUM +12% over the last fiscal year+9.9% a year over threeIARs 9 to 10
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $157MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $554,222derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 5.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.2%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 507reportedItem 5.H
- Custody
- $378M, 507 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B95%
- Individuals$71.9M4.6%
- Individual clients
- 156reported
- HNW clients
- 351reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,836reported
- Financial planning clients
- 507reported
- Wrap fee programs
- noreported
- Custody of client assets
- $378M for 507 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steve Michael Maconi | Kennett Square, Pa | Jul 27, 2018 | 44 y | 1 |
| Alison Christie DorsmanCertified Financial Planner | Kennett Square, Pa | Jul 27, 2018 | 21 y | 1 |
| Mark Richard JacksonCertified Financial Planner | Kennett Square, Pa | Jul 27, 2018 | 19 y | 1 |
| Michael James HenleyCertified Financial Planner | Kennett Square, Pa | Jul 27, 2018 | 19 y | 1 |
| Brittany Sara KalskyCertified Financial Planner | Kennett Square, Pa | Jul 27, 2018 | 11 y | 1 |
| Tracy Brinker McguireCertified Financial Planner | Kennett Square, Pa | Jul 27, 2018 | 36 y | 1 |
| Lisa Lynne QuadriniCertified Financial Planner | Kennett Square, Pa | Apr 12, 2021 | 28 y | 3 |
| Peter C KimChartered Financial Analyst | Kennett Square, Pa | Jun 23, 2022 | 21 y | 2 |
| Dionna Maria PoluchCertified Financial Planner | Kennett Square, Pa | Mar 27, 2024 | 12 y | 0 |
| Connor Joseph KnoxCertified Financial Planner | Kennett Square, Pa | Mar 20, 2025 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Andrew Blake Sachais to Wick Capital Partners, LLCJan 12, 2022 · RIA to RIA
Joined, latest
- Connor Joseph Knox from CorientMar 20, 2025 · RIA to RIA
- Peter C Kim from United Capital Financial AdvisorsJun 23, 2022 · Affiliated broker-dealer or bank to independent RIA
- Andrew Blake Sachais from Wick Capital Partners, LLCAug 12, 2021 · RIA to RIA
- Lisa Lynne Quadrini from Wells Fargo AdvisorsApr 12, 2021 · Wirehouse to independent RIA
- Tracy Brinker Mcguire from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 27, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Alison Christie Dorsman from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 27, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Michael James Henley from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 27, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Brittany Sara Kalsky from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 27, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Mark Richard Jackson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 27, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Steve Michael Maconi from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 27, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 31, 2018 · Wilmington, De
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christie Alison Dorsman · Managing Member/Chief Operating Officer/Co- Ceocontrolsince 07/2018 · owns 5% to 10%
- James Michael Henley · Managing Member And Chief Executive Officercontrolsince 07/2018 · owns 75% or more
- Richard Mark Jackson · Membercontrolsince 07/2018 · owns 5% to 10%
- Sara Brittany Kalsky · Chief Compliance Officercontrolsince 07/2018 · owns less than 5%
- C Peter Kim · Chief Investment Officersince 06/2023 · owns less than 5%
Related persons
Schedule D 7.A
- Brandywine Oak Private Tax Advisoryinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kennett Square, Pa · principal | 10 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 2,759 to 2,836Jul 22, 2025 to Mar 20, 2026
- Advisory employees · 9 to 10Jul 22, 2025 to Mar 20, 2026
- HNW clients · 332 to 351Jul 22, 2025 to Mar 20, 2026
- Individual clients · 141 to 156Jul 22, 2025 to Mar 20, 2026
- Assets in custody · $1.4B to $378MJul 22, 2025 to Mar 20, 2026
- Employees · 13 to 15Jul 22, 2025 to Mar 20, 2026
- Financial planning clients · 251-500 to More than 500Jul 22, 2025 to Mar 20, 2026
- State-registered IARs · 9 to 10Jul 22, 2025 to Mar 20, 2026
- Discretionary RAUM · $1.4B to $1.6BJul 22, 2025 to Mar 20, 2026
- HNW RAUM · $1.3B to $1.5BJul 22, 2025 to Mar 20, 2026
- Individual RAUM · $75.3M to $71.9MJul 22, 2025 to Mar 20, 2026
- RAUM · $1.4B to $1.6BJul 22, 2025 to Mar 20, 2026
- Financial planning clients · 251-500 to 251-500Mar 20, 2025 to Jul 22, 2025
- Accounts · 2,679 to 2,759Dec 6, 2024 to Mar 20, 2025
- BD registered reps · 6 to 0Dec 6, 2024 to Mar 20, 2025
- HNW clients · 297 to 332Dec 6, 2024 to Mar 20, 2025
- Individual clients · 176 to 141Dec 6, 2024 to Mar 20, 2025
- Assets in custody · $1.3B to $1.4BDec 6, 2024 to Mar 20, 2025
- Discretionary RAUM · $1.3B to $1.4BDec 6, 2024 to Mar 20, 2025
- HNW RAUM · $1.2B to $1.3BDec 6, 2024 to Mar 20, 2025
- Individual RAUM · $86.9M to $75.3MDec 6, 2024 to Mar 20, 2025
- RAUM · $1.3B to $1.4BDec 6, 2024 to Mar 20, 2025
- Advisory employees · 8 to 9Mar 28, 2024 to Apr 4, 2024
- Employees · 12 to 13Mar 28, 2024 to Apr 4, 2024
- State-registered IARs · 8 to 9Mar 28, 2024 to Apr 4, 2024
- Accounts · 2,830 to 2,679Sep 13, 2023 to Mar 28, 2024
- HNW clients · 305 to 297Sep 13, 2023 to Mar 28, 2024
- Individual clients · 206 to 176Sep 13, 2023 to Mar 28, 2024
- Assets in custody · $535M to $1.3BSep 13, 2023 to Mar 28, 2024
- Financial planning clients · More than 500 to 251-500Sep 13, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $1.3BSep 13, 2023 to Mar 28, 2024
- HNW RAUM · $1.1B to $1.2BSep 13, 2023 to Mar 28, 2024
- Individual RAUM · $113M to $86.9MSep 13, 2023 to Mar 28, 2024
- RAUM · $1.2B to $1.3BSep 13, 2023 to Mar 28, 2024
- Accounts · 2,742 to 2,830Nov 8, 2022 to Mar 20, 2023
- Advisory employees · 6 to 8Nov 8, 2022 to Mar 20, 2023
- HNW clients · 318 to 305Nov 8, 2022 to Mar 20, 2023
- Individual clients · 186 to 206Nov 8, 2022 to Mar 20, 2023
- Commission compensation · true to falseNov 8, 2022 to Mar 20, 2023
- Assets in custody · $550M to $535MNov 8, 2022 to Mar 20, 2023
Signals
5 dated events
- Michael Steve Maconi (Member) no longer on Schedule A of Brandywine Oak Private Wealth Llc (listed 2022-10-13, absent 2022-10-27)Oct 27, 2022 · Control person left · inference
- B Tracy Mcguire (Member) no longer on Schedule A of Brandywine Oak Private Wealth Llc (listed 2022-10-13, absent 2022-10-27)Oct 27, 2022 · Control person left · inference
- Brandywine Oak Private Wealth Llc reported RAUM $1.2B, up 41% from $855.9M (2021-08-11 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Andrew Blake Sachais left Brandywine Oak Private Wealth Llc for Wick Capital Partners, Llc (registered 2022-02-07)Jan 12, 2022 · Advisor changed firm · fact
- Heat Advisors, Llc filed its initial SEC registration (Form ADV)Jun 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 484-730-2800reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 484-785-0050reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/brandywine-oak-private-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- brandywineoak.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (484) 785-0050reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $157Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026