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Advisor at TLG ADVISORS, INC.
Cedar Park, TX | SUMMIT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TLG ADVISORS, INC. | Bd affiliated wealth | Jan 26, 2021 | n/a | yes | SUMMIT, NJ|Cedar Park, TX | Current employment |
| TLG ADVISORS, INC. | Bd affiliated wealth | Jun 13, 2019 | Dec 31, 2019 | no | SUMMIT, NJ|Chesterfield, MO | Previous registration |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Apr 18, 2016 | Jul 17, 2017 | no | CEDAR PARK, TX|LAGUNA HILLS, CA|LAGUNA HILLS, CA|GEORGETOWN, TX|CEDAR PARK, TX | Previous registration |
| WADDELL & REED | Former SEC adviser | Jan 9, 2012 | May 15, 2014 | no | AUSTIN, TX | Previous registration |
| ADVISORS ASSET MANAGEMENT, INC. | Mixed wealth | Mar 30, 2009 | Jan 12, 2012 | no | BOERNE, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 20, 2006 | Apr 6, 2009 | no | MCALLEN, TX|BEE CAVE, TX|BEE CAVE, TX|WESTLAKE HILLS, TX|AUSTIN, TX|LAKEWAY, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 18, 2005 | Mar 8, 2006 | no | SAN ANTONIO, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Nov 21, 2005 | no | AUSTIN, TX | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Jan 25, 2005 | Jul 6, 2005 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUEST CAPITAL STRATEGIES, INC. | TLG ADVISORS, INC. | Jul 17, 2017 | Jun 13, 2019 | 696 | Firm change after gap | Other |
| WADDELL & REED | QUEST CAPITAL STRATEGIES, INC. | May 15, 2014 | Apr 18, 2016 | 704 | Firm change after gap | Other |
| ADVISORS ASSET MANAGEMENT, INC. | WADDELL & REED | Jan 12, 2012 | Jan 9, 2012 | -3 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | ADVISORS ASSET MANAGEMENT, INC. | Apr 6, 2009 | Mar 30, 2009 | -7 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CHASE INVESTMENT SERVICES CORP. | Mar 8, 2006 | Mar 20, 2006 | 12 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Nov 21, 2005 | Nov 18, 2005 | -3 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |