DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Hilario Barajas
Feed of 09/15/2026
Also filed as Daniel Hilario Barajas
At current firm
5 y
since Jan 26, 2021
In the industry
26 y
since Apr 8, 2000 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Tlg Advisors, Inc. BD affiliated currentsince Jan 26, 2021 · Summit, Nj
- Tlg Advisors, Inc. BD affiliatedJun 13, 2019 to Dec 31, 2019 · Summit, Nj
- Quest Capital Strategies, Inc. formerApr 18, 2016 to Jul 17, 2017 · Cedar Park, Tx
- Waddell & Reed formerJan 9, 2012 to May 15, 2014 · Austin, Tx
- Advisors Asset Management, Inc. mixed wealthMar 30, 2009 to Jan 12, 2012 · Boerne, Tx
- Chase Investment Services Corp. formerMar 20, 2006 to Apr 6, 2009 · Mcallen, Tx
- Banc Of America Investment Services, Inc. unclassifiedNov 18, 2005 to Mar 8, 2006 · San Antonio, Tx
- Chase Investment Services Corp. formerJul 6, 2005 to Nov 21, 2005 · Austin, Tx
- Banc One Securities Corporation unclassifiedJan 25, 2005 to Jul 6, 2005 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Quest Capital Strategies, Inc. to Tlg Advisors, Inc.left Jul 17, 2017, registered Jun 13, 2019 (696 days) · Other
- Waddell & Reed to Quest Capital Strategies, Inc.left May 15, 2014, registered Apr 18, 2016 (704 days) · Other
- Advisors Asset Management, Inc. to Waddell & Reedleft Jan 12, 2012, registered Jan 9, 2012 (-3 days) · Other
- Chase Investment Services Corp. to Advisors Asset Management, Inc.left Apr 6, 2009, registered Mar 30, 2009 (-7 days) · Other
- Banc Of America Investment Services, Inc. to Chase Investment Services Corp.left Mar 8, 2006, registered Mar 20, 2006 (12 days) · Other
- Chase Investment Services Corp. to Banc Of America Investment Services, Inc.left Nov 21, 2005, registered Nov 18, 2005 (-3 days) · Other
- Banc One Securities Corporation to Chase Investment Services Corp.left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address