DFX Intelligence

J••••• L••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••••• L••• R••••••

Advisor at L•• F•••••••• L••

KALAMAZOO, MI | PORTAGE, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c66a95bd-4959-0a82-2158-b4703af54c72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2025	n/a	yes	KALAMAZOO, MI\|PORTAGE, MI\|KALAMAZOO, MI	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Apr 15, 2024	May 15, 2025	no	PORTAGE, MI\|KALAMAZOO, MI\|Kalamazoo, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
D••• F•••••••• G••••• L••	C••• F•••••••• S•••••••• L•••	May 17, 2024	Apr 15, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
110826:323054:MI:2023-04-17	Apr 18, 2023	Apr 14, 2023	KALAMAZOO, MI	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Apr 15, 2024 to May 15, 2025factForm ADV
→ D••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Apr 14, 2023 to May 17, 2024factForm ADV
→ E•••• S••••••••• L••

Dated events

Occurred
May 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c66a95bd-4959-0a82-2158-b4703af54c72
First observed: Apr 5, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.