DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• L••• R••••••

L•• F•••••••• L••BD affiliatedKalamazoo, Mi dual registrantIAPD 6348756

Feed of 09/14/2026

Also filed as Joshua Levi Ruggles

At current firm

1 y

since May 15, 2025

In the industry

12 y

since Nov 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 15, 2025 · Kalamazoo, Mi
C••• F•••••••• S•••••••• L••• former
Apr 15, 2024 to May 15, 2025 · Portage, Mi
D••• F•••••••• G••••• L•• independent RIA
Apr 14, 2023 to May 17, 2024 · Kalamazoo, Mi
E•••• S••••••••• L•• BD affiliated
Apr 5, 2016 to Apr 18, 2023 · Kalamazoo, Mi

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
D••• F•••••••• G••••• L•• to C••• F•••••••• S•••••••• L•••
left May 17, 2024, registered Apr 15, 2024 (-32 days) · RIA to affiliated broker-dealer or bank
E•••• S••••••••• L•• to D••• F•••••••• G••••• L••
left Apr 18, 2023, registered Apr 14, 2023 (-4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team

Signals

Joshua Levi Ruggles left Daus Financial Group, Llc for Cuso Financial Services, L.P. (registered 2024-04-15)
May 17, 2024 · Advisor changed firm · fact
Joshua Levi Ruggles left Eagle Strategies Llc for Daus Financial Group, Llc (registered 2023-04-14)
Apr 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address