DFX Intelligence

E••• •••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant31 years in industry

E••• •••• G•••••••

Advisor at M••••• A•••••••• L••

Boca Raton, FL | OMAHA, NE

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Search this name across graphsid dfx:ria:c6818ad3-3ed3-f8e5-d119-55c1809d1279

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 23, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 23, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••• L••	Bd affiliated wealth	Oct 17, 2022	n/a	yes	Boca Raton, FL\|OMAHA, NE	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Apr 6, 2021	Sep 20, 2022	no	HOLBROOK, NY\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	M••••• A•••••••• L••	Sep 20, 2022	Oct 17, 2022	27	Firm change	Ibd to ibd
S••••••••• W••••• L••	A••••••• P••••••••• A•••••••• I••	Oct 23, 2020	Apr 6, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
286669:112697:FL:2020-10-23	Oct 23, 2020	Apr 6, 2021	BOCA RATON, FL	Firm change
6413:286669:FL:2017-06-19	Jun 20, 2017	Jun 9, 2017	BOCA RATON, FL	Firm change

Relationships

Registered with (5)

→ M••••• A•••••••• L••Registered adviserregistration: current employment
Oct 17, 2022 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 6, 2021 to Sep 20, 2022factForm ADV
→ S••••••••• W••••• L••Registered adviserregistration: previous registration
Jun 9, 2017 to Oct 23, 2020factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Sep 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6818ad3-3ed3-f8e5-d119-55c1809d1279
First observed: Jan 23, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.