DFX Intelligence

Data Factory

M••• E••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M••• E••••• R•••••

Advisor at V••• F•••••••• A•••••••• I•••

Daytona Beach, FL | WINDSOR, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c68f1b57-80d6-3ed9-765e-de5499dc31c3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 8, 2024	n/a	yes	Daytona Beach, FL\|WINDSOR, CT	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 9, 2018	Nov 27, 2023	no	ORANGE CITY, FL\|PORT ORANGE, FL\|JACKSONVILLE, FL\|ORMOND BEACH, FL\|DAYTONA BEACH, FL\|DELAND, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	V••• F•••••••• A•••••••• I•••	Nov 27, 2023	Jan 8, 2024	42	Firm change	Ibd to ibd
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Feb 7, 2018	Apr 9, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
36719:106926:CT:2017-07-24	Jul 24, 2017	Feb 28, 2017	WESTPORT, CT	Firm change after gap

Relationships

Registered with (6)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 9, 2018 to Nov 27, 2023factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 23, 2017 to Feb 7, 2018factForm ADV
→ S••••• C•••••• G••••• I•••

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
M••• E••••• R••••• left L•• F•••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2024-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c68f1b57-80d6-3ed9-765e-de5499dc31c3
First observed: Sep 2, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.