RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E••••• R•••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Jan 8, 2024 · Daytona Beach, Fl
- L•• F•••••••• L•• BD affiliatedApr 9, 2018 to Nov 27, 2023 · Orange City, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 23, 2017 to Feb 7, 2018 · Tallahassee, Fl
- T•••• A••••••• G•••• L•• independent RIAFeb 28, 2017 to Apr 19, 2017 · Tallahassee, Fl
- S••••• C•••••• G••••• I••• formerOct 17, 2006 to Jul 24, 2017 · Westport, Ct
- S••••• C•••••• M••••••••• unclassifiedSep 2, 2003 to Oct 17, 2006 · Westport, Ct
- L•• F•••••••• L•• to V••• F•••••••• A•••••••• I•••left Nov 27, 2023, registered Jan 8, 2024 (42 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Feb 7, 2018, registered Apr 9, 2018 (61 days) · Other
- S••••• C•••••• G••••• I••• to T•••• A••••••• G•••• L••left Jul 24, 2017, registered Feb 28, 2017 (-146 days) · Other · moved with a team
- T•••• A••••••• G•••• L•• to C••••• I••••••••• A••••••• L••left Apr 19, 2017, registered Mar 23, 2017 (-27 days) · Other
- S••••• C•••••• M••••••••• to S••••• C•••••• G••••• I•••left Oct 17, 2006, registered Oct 17, 2006 (0 days) · Other
- M••• E••••• R••••• left L•• F•••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2024-01-08)Nov 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address