DFX Intelligence

M••••• A••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M••••• A••• P••••••

Advisor at S••••• I••••••••• L••

LOS GATOS, CA

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Search this name across graphsid dfx:ria:c694b0ef-b340-de1d-aa8c-7495a6862fd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• I••••••••• L••	Mixed wealth	May 22, 2024	n/a	yes	LOS GATOS, CA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 10, 2023	Mar 1, 2024	no	AUSTIN, TX\|San Jose, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	S••••• I••••••••• L••	Mar 1, 2024	May 22, 2024	82	Firm change	Ibd to RIA
C•••••• S••••• • C••• I•••	K••••• A••••••• S•••••••• L••	Jun 20, 2023	Jul 10, 2023

Relationships

Registered with (4)

→ S••••• I••••••••• L••Registered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 10, 2023 to Mar 1, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 25, 2018 to Jun 20, 2023factForm ADV
→ E••••• J••••

Dated events

Occurred
Mar 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c694b0ef-b340-de1d-aa8c-7495a6862fd4
First observed: Apr 22, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.