DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• A••• P••••••

S••••• I••••••••• L••mixed wealthLos Gatos, CaIA-onlyIAPD 6593679

Certified Financial Planner

Feed of 09/14/2026

Also filed as Marcus Poteete

At current firm

2 y

since May 22, 2024

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• I••••••••• L•• mixed wealth current
since May 22, 2024 · Los Gatos, Ca
K••••• A••••••• S•••••••• L•• BD affiliated
Jul 10, 2023 to Mar 1, 2024 · Austin, Tx
C•••••• S••••• • C••• I••• national BD
Jun 25, 2018 to Jun 20, 2023 · Sunnyvale, Ca
E••••• J•••• national BD
Apr 22, 2016 to Jun 12, 2018 · Santa Cruz, Ca

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to S••••• I••••••••• L••
left Mar 1, 2024, registered May 22, 2024 (82 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to K••••• A••••••• S•••••••• L••
left Jun 20, 2023, registered Jul 10, 2023 (20 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to C•••••• S••••• • C••• I•••
left Jun 12, 2018, registered Jun 25, 2018 (13 days) · Affiliated broker-dealer or bank to another

Signals

M••••• A••• P•••••• left K••••• A••••••• S•••••••• L•• for S••••• I••••••••• L•• (registered 2024-05-22)
Mar 1, 2024 · Advisor changed firm · fact
M••••• A••• P•••••• left C•••••• S••••• • C••• I••• for K••••• A••••••• S•••••••• L•• (registered 2023-07-10)
Jun 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address