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RIA / WealthAdvisor33 years in industry

Keith Joseph Hubbard

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

WHEATON, IL | Buffalo Grove, IL

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Search this name across graphsid dfx:ria:c6b9cba7-da7a-4e49-e46d-ff2d9674f896

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 16, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 15, 1993
First registration: Apr 16, 2021
Dual registered: no
Other names: KEITH JOSEPH HUBBARD|Keith Hubbard
IAPD individual key: 2338310

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jul 10, 2025	n/a	yes	Buffalo Grove, IL\|WHEATON, IL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 7, 2022	May 18, 2025	no	Chicago, IL\|Chicago, IL	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 8, 2021	Apr 11, 2022	no	CHICAGO, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 16, 2021	May 25, 2021	no	Massapequa, NY\|WESTBURY, NY\|Melville, NY\|MELVILLE, NY\|MELVILLE, NY\|MELVILLE, NY\|MELVILLE, NY\|Melville, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	May 18, 2025	Jul 10, 2025	53	Firm change	Wirehouse to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	J.P. MORGAN SECURITIES LLC	Apr 11, 2022	Jun 7, 2022	57	Firm change	Ibd to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 25, 2021	Oct 8, 2021	136	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jun 7, 2022 to May 18, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 8, 2021 to Apr 11, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 16, 2021 to May 25, 2021factForm ADV

Dated events

Occurred
May 18, 2025
Advisor changed firm
Keith Joseph Hubbard left J.P. Morgan Securities Llc for Brookstone Capital Management Llc (registered 2025-07-10)
Form ADVobserved 5 days ago
Occurred
Apr 11, 2022
Advisor changed firm
Keith Joseph Hubbard left Fidelity Personal And Workplace Advisors for J.P. Morgan Securities Llc (registered 2022-06-07)
Form ADVobserved 5 days ago