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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

KENNETH MICHAEL NESSELROAD

Advisor at WELLS FARGO ADVISORS

DUBLIN, OH | Coshocton, OH | ZANESVILLE, OH

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Search this name across graphsid dfx:ria:c6d7e7c4-46fe-79f4-b4df-1f3368e71664

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 18, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 7, 2005
First registration: Sep 18, 2003
Dual registered: yes, broker-dealer
Other names: MIKE NESSELROAD|MICHAEL NESSELROAD|Kenneth MICHAEL NESSELROAD|K MICHAEL NESSELROAD
IAPD individual key: 4670305

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 11, 2018	n/a	yes	ZANESVILLE, OH\|DUBLIN, OH\|Coshocton, OH	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 25, 2018	no	ZANESVILLE, OH\|ZANESVILLE, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 11, 2005	Oct 1, 2012	no	ZANESVILLE, OH\|CHICAGO, IL\|ZANESVILLE, OH\|ZANESVILLE, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 18, 2003	Mar 11, 2004	no	DUBLIN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Oct 25, 2018	Oct 11, 2018	-14	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Mar 11, 2004	Oct 11, 2005	579	Firm change after gap	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 11, 2018 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 25, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 11, 2005 to Oct 1, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 18, 2003 to Mar 11, 2004factForm ADV

Dated events

No dated event names this entity yet.