DFX Intelligence

A••••• J••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A••••• J••••• K•••••••••

Advisor at C••••••• A•••• M••••••••• L••

San Diego, CA | ANN ARBOR, MI

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Search this name across graphsid dfx:ria:c71278b5-c836-c484-f697-8676b43f3e50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 1, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Nov 24, 2025	n/a	yes	ANN ARBOR, MI\|San Diego, CA	Current employment
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	May 31, 2023	Jan 22, 2025	no	Roseville, CA\|San Diego, CA\|ANN ARBOR, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• F•••••••• S•••••••• I•••	C••••••• A•••• M••••••••• L••	Jan 6, 2026	May 31, 2023	-951	Firm change after gap	Other
E•••••• E••••• L••	B•••••••• F•••••••• S•••••••• I•••	Sep 14, 2022	Dec 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
171939:140367:CA:2026-01-06	Jan 6, 2026	May 31, 2023	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (3)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 31, 2023 to Jan 22, 2025factForm ADV
→ B•••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 1, 2022 to Jan 6, 2026factForm ADV
→ E•••••• E••••• L••Registered adviserregistration: previous registration
Aug 1, 2022 to Sep 14, 2022factForm ADV

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
A••••• J••••• K••••••••• left B•••••••• F•••••••• S•••••••• I••• for C••••••• A•••• M••••••••• L•• (registered 2023-05-31)
Form ADVobserved 7 days ago
Occurred
Sep 14, 2022
Advisor changed firm
A••••• J••••• K••••••••• left E•••••• E••••• L•• for B•••••••• F•••••••• S•••••••• I••• (registered 2022-12-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c71278b5-c836-c484-f697-8676b43f3e50
First observed: Aug 1, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.