DFX Intelligence

Data Factory

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

BANGERTER FINANCIAL SERVICES, INC.

CRD 171939

ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c06ffa5-fe84-05d7-5978-dbb192f768bf

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 12
On other graphs: 0
Observed: Jun 23, 2026 to Jun 23, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $68.8MItem 5.F on the latest filing (2026-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $68.8M
Private client RAUM: $67.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 320
Individual clients: 282
High net worth clients: 35
Custody, client assets: $307,976
CRD: 171939
Filings on the tape: 1
First filed: Jun 23, 2026
Latest filed: Jun 23, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Jeffrey Lynn Bangerter	n/a	ROSEVILLE, CA	11	42	4	yes
Ryan Christopher Elmer	n/a	ROSEVILLE, CA	1	14	n/a	no

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	1	8

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CONCORDE ASSET MANAGEMENT, LLC	2	Jan 6, 2026	Jun 2, 2023	SAN DIEGO, CA	Team lift out	Other	40.0%

Relationships

Affiliated with (1)

← CONCORDE ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, control
factForm ADV

Registered with (14)

← Ryan Christopher ElmerAdvisorregistration: current employment
Feb 13, 2025 to presentfactForm ADV
← Jeffrey Lynn BangerterAdvisorregistration: current employment
Oct 20, 2014 to presentfactForm ADV
← Eric BarbaritaAdvisorregistration: previous registration
Dec 1, 2022 to Jan 6, 2026factForm ADV
← Aaron ObornAdvisorregistration: previous registration
Jun 14, 2022 to Jan 6, 2026factForm ADV
← Andrew Jerome Kraffert-GoraAdvisorregistration: previous registration
Dec 1, 2022 to Jan 6, 2026factForm ADV
← Richard Dustin MacFarlaneAdvisorregistration: previous registration
Apr 22, 2025 to Sep 29, 2025factForm ADV
← Rikki JR FosterAdvisorregistration: previous registration
May 7, 2018 to Feb 13, 2025factForm ADV
← Robert Thatcher TudorAdvisorregistration: previous registration
Mar 21, 2024 to Jul 2, 2024factForm ADV
← RAYMOND CRIPPS DE WITTAdvisorregistration: previous registration
Oct 13, 2021 to Jan 23, 2024factForm ADV
← Johnny BorrelliAdvisorregistration: previous registration
Nov 12, 2020 to Dec 7, 2023factForm ADV
← David L EdigerAdvisorregistration: previous registration
Feb 15, 2022 to Mar 13, 2023factForm ADV
← Patricia LedbetterAdvisorregistration: previous registration
Aug 20, 2021 to Mar 13, 2023factForm ADV
← Kaana SmithAdvisorregistration: previous registration
Mar 18, 2022 to Sep 2, 2022factForm ADV
← ISAIAH M SOUZAAdvisorregistration: previous registration
Jun 7, 2021 to Aug 3, 2021factForm ADV

Moved with (1)

→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 6, 2026 to Jun 2, 2023factForm ADV

Dated events

Occurred
Jan 6, 2026
Firm absorbed
Bangerter Financial Services, Inc.'s advisors moved to Concorde Asset Management, LLC (Roseville, CA): 3 of 5 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 6, 2026
Advisor changed firm
Eric Barbarita left Bangerter Financial Services, Inc. for Concorde Asset Management, Llc (registered 2023-06-02)
Form ADVobserved 4 days ago
Occurred
Jan 6, 2026
Advisor changed firm
Andrew Jerome Kraffert-Gora left Bangerter Financial Services, Inc. for Concorde Asset Management, Llc (registered 2023-05-31)
Form ADVobserved 4 days ago
Occurred
Jan 6, 2026
Advisor changed firm
Aaron Oborn left Bangerter Financial Services, Inc. for Concorde Asset Management, Llc (registered 2023-06-02)
Form ADVobserved 4 days ago
Occurred
Sep 29, 2025
Advisor changed firm
Richard Dustin Macfarlane left Bangerter Financial Services, Inc. for Legacy Wealth, Inc. (registered 2025-08-28)
Form ADVobserved 4 days ago
Occurred
Feb 13, 2025
Advisor changed firm
Rikki Jr Foster left Bangerter Financial Services, Inc. for Concorde Asset Management, Llc (registered 2023-06-02)
Form ADVobserved 4 days ago
Occurred
Jul 2, 2024
Advisor changed firm
Robert Thatcher Tudor left Bangerter Financial Services, Inc. for Lpl Financial Llc (registered 2024-11-21)
Form ADVobserved 4 days ago
Occurred
Jan 23, 2024
Advisor changed firm
Raymond Cripps De Witt left Bangerter Financial Services, Inc. for Realta Investment Advisors, Inc (registered 2024-01-26)
Form ADVobserved 4 days ago
Occurred
Dec 7, 2023
Advisor changed firm
Johnny Borrelli left Bangerter Financial Services, Inc. for Concorde Asset Management, Llc (registered 2023-06-02)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2023
Advisor changed firm
Patricia Ledbetter left Bangerter Financial Services, Inc. for Captrust (registered 2023-10-20)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2023
Advisor changed firm
David L Ediger left Bangerter Financial Services, Inc. for Eagle Strategies Llc (registered 2023-07-07)
Form ADVobserved 4 days ago
Occurred
Sep 2, 2022
Advisor changed firm
Kaana Smith left Bangerter Financial Services, Inc. for Edward Jones (registered 2022-12-19)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c06ffa5-fe84-05d7-5978-dbb192f768bf
First observed: Jun 23, 2026
Last observed: Jun 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BANGERTER FINANCIAL SERVICES, INC.

CRD 171939

ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c06ffa5-fe84-05d7-5978-dbb192f768bf

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Jeffrey Lynn Bangerter

n/a

ROSEVILLE, CA

yes

Ryan Christopher Elmer

n/a

ROSEVILLE, CA

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CONCORDE ASSET MANAGEMENT, LLC

Jan 6, 2026

Jun 2, 2023

SAN DIEGO, CA

Team lift out

Other

40.0%