DFX Intelligence

E•••••• A•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

E•••••• A•••• G•••••••

Advisor at M••••••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:c714b101-5a40-2562-29e4-0552f214c5b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jul 12, 2021	n/a	yes	CORAL GABLES, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 23, 2019	Jun 21, 2021	no	MIAMI, FL\|HOLLYWOOD, FL\|BAY HARBOR ISLANDS, FL\|BAY HARBOR ISLANDS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••••	Jun 21, 2021	Jul 12, 2021	21	Firm change	Wirehouse to ibd
C••••••• P•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 31, 2019	Jul 23, 2019

Relationships

Registered with (6)

→ M••••••Registered adviserregistration: current employment
Jul 12, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 23, 2019 to Jun 21, 2021factForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Jan 25, 2019 to May 31, 2019factForm ADV
→ T••••• A••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c714b101-5a40-2562-29e4-0552f214c5b1
First observed: Sep 21, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.