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Advisor at VICUS CAPITAL, INC.
John's Island, SC | Camp Hill, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VICUS CAPITAL, INC. | Independent wealth | Oct 3, 2018 | n/a | yes | Camp Hill, PA|John's Island, SC | Current employment |
| INTEGRATED WEALTH CONCEPTS LLC | Independent wealth | Dec 5, 2016 | Sep 6, 2018 | no | Camp Hill, PA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Nov 11, 2013 | Nov 28, 2016 | no | CAMP HILL, PA|CAMP HILL, PA|GLASTONBURY, CT|CAMP HILL, PA|WALTHAM, MA | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Jan 16, 2013 | Nov 12, 2013 | no | CAMP HILL, PA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jul 12, 2010 | Jan 23, 2013 | no | CAMP HILL, PA|CAMP HILL, PA|GLEN MILLS, PA|CAMP HILL, PA | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Aug 2, 2005 | Jul 22, 2010 | no | BERLIN, MD|CAMP HILL, PA|CAMP HILL, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEGRATED WEALTH CONCEPTS LLC | VICUS CAPITAL, INC. | Sep 6, 2018 | Oct 3, 2018 | 27 | Firm change | RIA to RIA |
| OSAIC FA, INC. | INTEGRATED WEALTH CONCEPTS LLC | Nov 28, 2016 | Dec 5, 2016 | 7 | Bulk transfer | Other |
| 1ST GLOBAL ADVISORS INC | OSAIC FA, INC. | Nov 12, 2013 | Nov 11, 2013 | -1 | Firm change | Other |
| OSAIC FA, INC. | 1ST GLOBAL ADVISORS INC | Jan 23, 2013 | Jan 16, 2013 | -7 | Firm change | Other |
| ESI FINANCIAL ADVISORS | OSAIC FA, INC. | Jul 22, 2010 | Jul 12, 2010 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 284656:116021:PA:2018-09-06 | Sep 6, 2018 | Oct 3, 2018 | CAMP HILL, PA | Firm change |