RIA Intelligence

• V•••• C••••••• I••• independent RIA current
  since Oct 3, 2018 · Camp Hill, Pa
• I••••••••• W••••• C••••••• L•• independent RIA
  Dec 5, 2016 to Sep 6, 2018 · Camp Hill, Pa
• O•••• F•• I••• former
  Nov 11, 2013 to Nov 28, 2016 · Camp Hill, Pa
• 1•• G••••• A••••••• I•• former
  Jan 16, 2013 to Nov 12, 2013 · Camp Hill, Pa
• O•••• F•• I••• former
  Jul 12, 2010 to Jan 23, 2013 · Camp Hill, Pa
• E•• F•••••••• A••••••• independent RIA
  Aug 2, 2005 to Jul 22, 2010 · Berlin, Md

• I••••••••• W••••• C••••••• L•• to V•••• C••••••• I•••
  left Sep 6, 2018, registered Oct 3, 2018 (27 days) · RIA to RIA · moved with a team
• O•••• F•• I••• to I••••••••• W••••• C••••••• L••
  left Nov 28, 2016, registered Dec 5, 2016 (7 days) · corporate re-registration, not a move
• 1•• G••••• A••••••• I•• to O•••• F•• I•••
  left Nov 12, 2013, registered Nov 11, 2013 (-1 days) · Other
• O•••• F•• I••• to 1•• G••••• A••••••• I••
  left Jan 23, 2013, registered Jan 16, 2013 (-7 days) · Other
• E•• F•••••••• A••••••• to O•••• F•• I•••
  left Jul 22, 2010, registered Jul 12, 2010 (-10 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address