DFX Intelligence

Data Factory

J••• T••••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor31 years in industry

J••• T••••••• K••••

Advisor at A•••••• S•••• W••••• M••••••••• L••

Harveysburg, OH | VANCOUVER, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c72420bc-17bf-8355-447a-9b4016462c71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 10, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• S•••• W••••• M••••••••• L••	Independent wealth	Feb 20, 2025	n/a	yes	VANCOUVER, WA\|Harveysburg, OH	Current employment
V••••• C•••••• M••••••••• L••	Independent wealth	Dec 10, 2018	Jan 23, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• M••••••••• L••	A•••••• S•••• W••••• M••••••••• L••	Jan 23, 2025	Feb 20, 2025	28	Firm change	RIA to RIA

Relationships

Registered with (2)

→ A•••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 10, 2018 to Jan 23, 2025factForm ADV

Dated events

Occurred
Jan 23, 2025
A•••••• firm change
J••• T••••••• K•••• left V••••• C•••••• M••••••••• L•• for A•••••• S•••• W••••• M••••••••• L•• (registered 2025-02-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c72420bc-17bf-8355-447a-9b4016462c71
First observed: Dec 10, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.