DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••• L•• F•••••••• G••••• L••
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••• L•• F•••••••• G••••• L•• | Independent wealth | Nov 16, 2023 | n/a | yes | BATON ROUGE, LA | Current employment |
| M••••• S•••••• | Wirehouse | Oct 22, 2015 | Jul 24, 2023 | no | Lafayette, LA|Baton Rouge, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | B•••• L•• F•••••••• G••••• L•• | Jul 24, 2023 | Nov 16, 2023 | 115 | Firm change | Wirehouse to RIA |
| J••• M••••• S••••••••• L•• | M••••• S•••••• | Aug 18, 2015 | Oct 22, 2015 |
| J••• M••••• S••••••••• L•• | Wirehouse | Dec 17, 2014 | Aug 18, 2015 | no | BATON ROUGE, LA | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Apr 19, 2011 | Oct 16, 2013 | no | HOUSTON, TX | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 24, 2009 | Apr 8, 2011 | no | HOUSTON, TX | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 13, 2009 | Nov 12, 2009 | no | THE WOODLANDS, TX | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jun 13, 2003 | May 10, 2004 | no | PENSACOLA, FL | Previous registration |
| 65 |
| Firm change |
| Wirehouse to wirehouse |
| R•••••• J•••• • A••••••••• I••• | J••• M••••• S••••••••• L•• | Oct 16, 2013 | Dec 17, 2014 | 427 | Firm change after gap | Ibd to wirehouse |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•••••• J•••• • A••••••••• I••• | Apr 8, 2011 | Apr 19, 2011 | 11 | Firm change | Wirehouse to ibd |
| M•• F•••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | May 10, 2004 | Oct 13, 2009 | 1,982 | Firm change after gap | Other |