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RIA / WealthAdvisor13 years in industry

ERNEST DE LA ROSA

Advisor at GREYBRIDGE PRIVATE WEALTH

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:c730f3b6-fa48-a7a9-3f92-971e01ec3f44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 20, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GREYBRIDGE PRIVATE WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 19, 2016
First registration: May 20, 2016
Dual registered: no
Other names: ERNIE DE LA ROSA|Ernest de la Rosa|ERNEST DE LA ROSA|ERNEST DE LA ROSA|ERNEST DE LA ROSA|Ernest de la Rosa
IAPD individual key: 4838224

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GREYBRIDGE PRIVATE WEALTH	State registered	Jan 18, 2024	n/a	yes	SAN ANTONIO, TX	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 3, 2022	Dec 19, 2022	no	San Antonio, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 8, 2021	Sep 8, 2021	no	SAN ANTONIO, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 16, 2018	Dec 23, 2019	no	San Antonio, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 22, 2018	Oct 2, 2018	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 20, 2016	Jun 14, 2017	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	GREYBRIDGE PRIVATE WEALTH	Dec 19, 2022	Jan 18, 2024	395	Firm change	Ibd to state RIA
EQUITABLE ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Sep 8, 2021	Mar 3, 2022	176	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	EQUITABLE ADVISORS, LLC	Dec 23, 2019	Jul 8, 2021	563	Firm change after gap	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MML INVESTORS SERVICES, LLC	Oct 2, 2018	Oct 16, 2018	14	Firm change	Wirehouse to ibd
RAYMOND JAMES & ASSOCIATES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 14, 2017	May 22, 2018	342	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:7691:TX:2017-06-13	Jun 14, 2017	May 22, 2018	SAN ANTONIO, TX	Firm change

Relationships

Registered with (5)

→ GREYBRIDGE PRIVATE WEALTHRegistered adviserregistration: current employment
Jan 18, 2024 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 3, 2022 to Dec 19, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 8, 2021 to Sep 8, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 22, 2018 to Oct 2, 2018factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 20, 2016 to Jun 14, 2017factForm ADV

Dated events

Occurred
Dec 19, 2022
Advisor changed firm
Ernest De La Rosa left Mml Investors Services, Llc for Greybridge Private Wealth (registered 2024-01-18)
Form ADVobserved 6 days ago