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Registered advisor

E••••• D• L• R•••

G••••••••• P•••••• W•••••state registeredSan Antonio, TxIA-onlyIAPD 4838224

Feed of 09/14/2026

Also filed as Ernie De La R•••

At current firm

2 y

since Jan 18, 2024

In the industry

13 y

since Jan 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••••• P•••••• W••••• state registered current
since Jan 18, 2024 · San Antonio, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 3, 2022 to Dec 19, 2022 · San Antonio, Tx
E•••••••• A•••••••• L•• national BD
Jul 8, 2021 to Sep 8, 2021 · San Antonio, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Oct 16, 2018 to Dec 23, 2019 · San Antonio, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 22, 2018 to Oct 2, 2018 · San Antonio, Tx
R•••••• J•••• • A••••••••• I••• national BD
May 20, 2016 to Jun 14, 2017 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to G••••••••• P•••••• W•••••
left Dec 19, 2022, registered Jan 18, 2024 (395 days) · Affiliated broker-dealer or bank to a state-registered adviser
E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Sep 8, 2021, registered Mar 3, 2022 (176 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••
left Dec 23, 2019, registered Jul 8, 2021 (563 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••
left Oct 2, 2018, registered Oct 16, 2018 (14 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 14, 2017, registered May 22, 2018 (342 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

E••••• D• L• R••• left M•• I•••••••• S•••••••• L•• for G••••••••• P•••••• W••••• (registered 2024-01-18)
Dec 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address