R••• W•••

Advisor at E••••• J••••

LIBERTY, TX

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Search this name across graphsid dfx:ria:c732f54e-ba2c-0e2f-b027-fc3eb7f808e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	May 2, 2025	n/a	yes	LIBERTY, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Aug 24, 2023	May 6, 2025	no	HUMBLE, TX\|HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	E••••• J••••	May 6, 2025	May 2, 2025	-4	Firm change	Wirehouse to ibd
A••••••• B••••• A•••••••• I•••	J••• M••••• S••••••••• L••	Dec 1, 2023	Aug 24, 2023

Relationships

Registered with (4)

→ E••••• J••••Registered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 24, 2023 to May 6, 2025factForm ADV
→ A••••••• B••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2018 to Dec 1, 2023factForm ADV
→ I•••••• A•••••••• I•••

Dated events

Occurred
May 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c732f54e-ba2c-0e2f-b027-fc3eb7f808e1
First observed: Jan 5, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.