DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Emily A Gomez

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c73f4a82-18f0-8d4b-df32-d07bb063816c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 29, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 27, 2020
First registration: May 29, 2020
Dual registered: yes, broker-dealer
Other names: Emily Gomez|Emily Ann Gomez
IAPD individual key: 6809503

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 21, 2026	n/a	yes	MIAMI, FL	Current employment
Gentrust	Independent wealth	Sep 17, 2024	Mar 3, 2026	no	MIAMI, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jan 12, 2023	Feb 20, 2024	no	New Orleans, LA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 29, 2020	Jan 3, 2023	no	MIAMI, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Gentrust	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 3, 2026	Apr 21, 2026	49	Firm change	RIA to wirehouse
MORGAN STANLEY	Gentrust	Feb 20, 2024	Sep 17, 2024	210	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Jan 3, 2023	Jan 12, 2023	9	Firm change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 29, 2020 to Jan 3, 2023factForm ADV
→ GENTRUSTRegistered adviserregistration: previous registration
Sep 17, 2024 to Mar 3, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 12, 2023 to Feb 20, 2024factForm ADV

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
Emily A Gomez left Gentrust for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-04-21)
Form ADVobserved 5 days ago
Occurred
Feb 20, 2024
Advisor changed firm
Emily A Gomez left Morgan Stanley for Gentrust (registered 2024-09-17)
Form ADVobserved 5 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Emily A Gomez left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2023-01-12)
Form ADVobserved 5 days ago