DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• A• G••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseMiami, Fldual registrantIAPD 6809503

Feed of 09/14/2026

Also filed as E•••• G••••

At current firm

0 y

since Apr 21, 2026

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Apr 21, 2026 · Miami, Fl
G••••••• independent RIA
Sep 17, 2024 to Mar 3, 2026 · Miami, Fl
M••••• S•••••• wirehouse
Jan 12, 2023 to Feb 20, 2024 · New Orleans, La
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 29, 2020 to Jan 3, 2023 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

G••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 3, 2026, registered Apr 21, 2026 (49 days) · RIA to wirehouse
M••••• S•••••• to G•••••••
left Feb 20, 2024, registered Sep 17, 2024 (210 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Jan 3, 2023, registered Jan 12, 2023 (9 days) · Wirehouse to wirehouse

Signals

E•••• A• G•••• left Gentrust for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-04-21)
Mar 3, 2026 · Advisor changed firm · fact
E•••• A• G•••• left M••••• S•••••• for Gentrust (registered 2024-09-17)
Feb 20, 2024 · Advisor changed firm · fact
E•••• A• G•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2023-01-12)
Jan 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address