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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

STEVEN Joseph HEIMERMANN

Advisor at HUNTINGTON FINANCIAL ADVISORS

Wayzata, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63|S65
First exam: Jun 8, 1998
First registration: Jan 24, 2006
Dual registered: yes, broker-dealer
Other names: STEVEN JOSEPH HEIMERMANN|STEVEN J HEIMERMANN|STEVEN HEIMERMANN
IAPD individual key: 3062404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Mar 4, 2026	n/a	yes	Wayzata, MN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 6, 2024	Feb 25, 2026	no	EDEN PRAIRIE, MN\|DENVER, CO\|GOLDEN VALLEY, MN	Previous registration
ASSOCIATED INVESTMENT SERVICES, INC.	Independent wealth	Jan 16, 2014	Nov 6, 2015	no	MINNEAPOLIS, MN\|ST. LOUIS PARK, MN	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Jan 24, 2006	Mar 12, 2012	no	MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	HUNTINGTON FINANCIAL ADVISORS	Feb 25, 2026	Mar 4, 2026	7	Firm change	Ibd to ibd
ASSOCIATED INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Nov 6, 2015	Jun 6, 2024	3,135	Firm change after gap	Other
M&I INVESTMENT MANAGEMENT CORP.	ASSOCIATED INVESTMENT SERVICES, INC.	Mar 12, 2012	Jan 16, 2014	675	Firm change after gap	Other

Relationships

Registered with (4)

→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Mar 4, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 6, 2024 to Feb 25, 2026factForm ADV
→ ASSOCIATED INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 16, 2014 to Nov 6, 2015factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Jan 24, 2006 to Mar 12, 2012factForm ADV

Dated events

Occurred
Feb 25, 2026
Advisor changed firm
Steven Joseph Heimermann left Lpl Financial Llc for Huntington Financial Advisors (registered 2026-03-04)
Form ADVobserved 4 days ago