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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

BRIAN BRADLEY RUSSELL

Advisor at RUBICON ADVISORS

REDDING, CA | Roseville, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RUBICON ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Dec 30, 2003
First registration: Oct 17, 2007
Dual registered: yes, broker-dealer
Other names: BRIAN B RUSSELL
IAPD individual key: 4731676

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RUBICON ADVISORS	Independent wealth	Mar 17, 2015	n/a	yes	REDDING, CA\|Roseville, CA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 15, 2009	Jun 18, 2012	no	NAPA, CA\|SACRAMENTO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Sep 11, 2009	no	NAPA, CA\|NAPA, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 17, 2007	Jan 1, 2008	no	NAPA, CA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RUBICON ADVISORS	Jun 18, 2012	Mar 17, 2015	1,002	Firm change after gap	Other
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 11, 2009	Sep 15, 2009	4	Firm change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ RUBICON ADVISORSRegistered adviserregistration: current employment
Mar 17, 2015 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 15, 2009 to Jun 18, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Sep 11, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 17, 2007 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.