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D•••• D••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

D•••• D••••• B••••••••

Advisor at E•••••••• W••••• M•••••••••

EDEN PRAIRIE, MN | Minnetrista, MN

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Search this name across graphsid dfx:ria:c7d1f4c7-cbcf-8773-edc5-d70d0dc8e451

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• W••••• M•••••••••	Independent wealth	Jun 26, 2023	n/a	yes	EDEN PRAIRIE, MN\|Minnetrista, MN	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Apr 22, 2008	Jun 8, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	E•••••••• W••••• M•••••••••	Jun 8, 2018	Jun 26, 2023	1,844	Firm change after gap	Other
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Jun 8, 2018

Relationships

Registered with (5)

→ E•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 26, 2023 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 22, 2008 to Jun 8, 2018factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Apr 22, 2008 to Jun 8, 2018factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7d1f4c7-cbcf-8773-edc5-d70d0dc8e451
First observed: Oct 4, 2006
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.