DFX Intelligence

N•••••• V• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

N•••••• V• B•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

FAIRFIELD, NJ | West Orange, NJ

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Search this name across graphsid dfx:ria:c7d940f3-0975-d0e6-e2b4-169121f23233

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 12, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 12, 2010	n/a	yes	FAIRFIELD, NJ\|West Orange, NJ\|West Orange, NJ	Current employment
R• S•••••• • C••• I•••	Former SEC adviser	Sep 15, 2009	Oct 1, 2010	no	CHATHAM, NJ\|SUMMIT, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R• S•••••• • C••• I•••	A••••••••• F•••••••• S•••••••• L••	Oct 1, 2010	Oct 12, 2010	11	Firm change	Other
C••••• I••••••••• S••••••• L••	R• S•••••• • C••• I•••	Jun 26, 2009	Sep 15, 2009

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 12, 2010 to presentfactForm ADV
→ R• S•••••• • C••• I•••Registered adviserregistration: previous registration
Sep 15, 2009 to Oct 1, 2010factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Nov 16, 2006 to Jun 26, 2009factForm ADV
→ A••••••••• A•••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7d940f3-0975-d0e6-e2b4-169121f23233
First observed: Apr 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.