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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

JAMES PATRICK BRATTENSBORG

Advisor at NATIONWIDE INVESTMENT ADVISORS, LLC

COLUMBUS, OH

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Search this name across graphsid dfx:ria:c7da245b-ee23-9fa5-2ed6-d0378c88ed8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONWIDE INVESTMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Feb 3, 2011
First registration: Feb 4, 2011
Dual registered: yes, broker-dealer
Other names: JAMES PATRICK BRATTENSBORG|James Brattensborg
IAPD individual key: 5866974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Jul 2, 2025	n/a	yes	COLUMBUS, OH	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Mar 1, 2021	Dec 10, 2024	no	PLYMOUTH, MN\|PLYMOUTH, MN\|NEWARK, NJ\|Plymouth, MN\|Minneapolis, MN\|Plymouth, MN\|Minneapolis, MN\|Otsego, MN\|NEWARK, NJ	Previous registration
PRUDENTIAL SELECT STRATEGIES LLC	Institutional manager	Jan 19, 2018	Feb 24, 2021	no	Plymouth, MN	Previous registration
MORGAN STANLEY	Wirehouse	Feb 4, 2011	Oct 14, 2011	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	NATIONWIDE INVESTMENT ADVISORS, LLC	Dec 10, 2024	Jul 2, 2025	204	Firm change	Other
PRUDENTIAL SELECT STRATEGIES LLC	PRUCO SECURITIES, LLC	Feb 24, 2021	Mar 1, 2021	5	Channel change	RIA to ibd
MORGAN STANLEY	PRUDENTIAL SELECT STRATEGIES LLC	Oct 14, 2011	Jan 19, 2018	2,289	Firm change after gap	Wirehouse to new firm

Relationships

Registered with (4)

→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 1, 2021 to Dec 10, 2024factForm ADV
→ PRUDENTIAL SELECT STRATEGIES LLCRegistered adviserregistration: previous registration
Jan 19, 2018 to Feb 24, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 4, 2011 to Oct 14, 2011factForm ADV

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
James Patrick Brattensborg left Pruco Securities, Llc for Nationwide Investment Advisors, Llc (registered 2025-07-02)
Form ADVobserved 6 days ago