DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Patrick Brattensborg
Feed of 09/14/2026
Also filed as James Patrick Brattensborg
At current firm
1 y
since Jul 2, 2025
In the industry
15 y
since Feb 3, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Nationwide Investment Advisors, LLC BD affiliated currentsince Jul 2, 2025 · Columbus, Oh
- Pruco Securities, LLC no RAUMMar 1, 2021 to Dec 10, 2024 · Plymouth, Mn
- Prudential Select Strategies LLC institutionalJan 19, 2018 to Feb 24, 2021 · Plymouth, Mn
- Morgan Stanley wirehouseFeb 4, 2011 to Oct 14, 2011 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to Nationwide Investment Advisors, LLCleft Dec 10, 2024, registered Jul 2, 2025 (204 days) · Other
- Prudential Select Strategies LLC to Pruco Securities, LLCleft Feb 24, 2021, registered Mar 1, 2021 (5 days) · channel change inside one enterprise, not a move
- Morgan Stanley to Prudential Select Strategies LLCleft Oct 14, 2011, registered Jan 19, 2018 (2289 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
- James Patrick Brattensborg left Pruco Securities, Llc for Nationwide Investment Advisors, Llc (registered 2025-07-02)Dec 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address