DFX Intelligence

R•••••• L••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R•••••• L••• B••••••

Advisor at M••••••••• I••••••••• M••••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:c7e8bfbd-53f4-c9a5-f6cf-0fe5fb644a21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 7, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• I••••••••• M••••••••• L••	Mixed wealth	May 29, 2025	n/a	yes	CHICAGO, IL	Current employment
M••••••••• I••••••••• S••••••• L••	Former SEC adviser	May 25, 2023	Jun 16, 2025	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• I••••••••• S••••••• L••	M••••••••• I••••••••• M••••••••• L••	Jun 16, 2025	May 29, 2025	-18	Firm change	RIA to RIA
F•••• T•••• A••••••• L•	M••••••••• I••••••••• S••••••• L••	Oct 25, 2022	May 25, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
112525:108031:IL:2025-06-16	Jun 16, 2025	May 29, 2025	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ M••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ M••••••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
May 25, 2023 to Jun 16, 2025factForm ADV
→ F•••• T•••• A••••••• L•Registered adviserregistration: previous registration
Sep 25, 2019 to Oct 25, 2022factForm ADV
→ I•••••• A•••••••• I•••

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
R•••••• L••• B•••••• left M••••••••• I••••••••• S••••••• L•• for M••••••••• I••••••••• M••••••••• L•• (registered 2025-05-29)
Form ADVobserved 7 days ago
Occurred
Oct 25, 2022
Advisor changed firm
R•••••• L••• B•••••• left F•••• T•••• A••••••• L• for M••••••••• I••••••••• S••••••• L•• (registered 2023-05-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7e8bfbd-53f4-c9a5-f6cf-0fe5fb644a21
First observed: Sep 7, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.