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Advisor at VOYA RETIREMENT ADVISORS, LLC
Celina, TX | WINDSOR, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | Dec 14, 2023 | n/a | yes | Celina, TX|WINDSOR, CT | Current employment |
| CLARE MARKET INVESTMENTS, LLC | Independent wealth | Apr 20, 2023 | Sep 6, 2023 | no | DALLAS, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 1, 2021 | May 1, 2023 | no | Irving, TX|Irving, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 22, 2021 | Nov 18, 2021 | no | Plano, TX|San Antonio, TX|Plano, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLARE MARKET INVESTMENTS, LLC | VOYA RETIREMENT ADVISORS, LLC | Sep 6, 2023 | Dec 14, 2023 | 99 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | CLARE MARKET INVESTMENTS, LLC | May 1, 2023 | Apr 20, 2023 | -11 | Firm change | Ibd to RIA |
| J.P. MORGAN SECURITIES LLC | CITIGROUP GLOBAL MARKETS INC. | Nov 18, 2021 | Nov 1, 2021 | -17 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:7059:TX:2021-11-18 | Nov 18, 2021 | Nov 1, 2021 | PLANO, TX | Firm change |