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RIA / WealthAdvisor10 years in industry

LIAM BRIAN JOHNSON

Advisor at VERATIS ADVISORS, INC.

CARY, NC

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Search this name across graphsid dfx:ria:c7fc4a7e-b2a7-aca0-8fde-805c8c376b8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VERATIS ADVISORS, INC.
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 10, 2015
First registration: Nov 11, 2015
Dual registered: no
IAPD individual key: 6092480

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VERATIS ADVISORS, INC.	Institutional manager	Feb 28, 2025	n/a	yes	CARY, NC	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Oct 9, 2024	no	CARY, NC	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Aug 19, 2016	Nov 12, 2020	no	Cary, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 11, 2015	Aug 18, 2016	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	VERATIS ADVISORS, INC.	Oct 9, 2024	Feb 28, 2025	142	Firm change	Other
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	FIRST ALLIED ADVISORY SERVICES, INC.	Aug 18, 2016	Aug 19, 2016	1	Firm change	Other

Relationships

Registered with (4)

→ VERATIS ADVISORS, INC.Registered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Oct 9, 2024factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 19, 2016 to Nov 12, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 11, 2015 to Aug 18, 2016factForm ADV

Dated events

Occurred
Oct 9, 2024
Advisor changed firm
Liam Brian Johnson left Cetera Investment Advisers Llc for Veratis Advisors, Inc. (registered 2025-02-28)
Form ADVobserved 4 days ago