RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- V•••••• A•••••••• I••• institutional currentsince Feb 28, 2025 · Cary, Nc
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 12, 2020 to Oct 9, 2024 · Cary, Nc
- F•••• A••••• A••••••• S•••••••• I••• formerAug 19, 2016 to Nov 12, 2020 · Cary, Nc
- L•• F•••••••• L•• BD affiliatedNov 11, 2015 to Aug 18, 2016 · Raleigh, Nc
- C••••• I••••••••• A••••••• L•• to V•••••• A•••••••• I•••left Oct 9, 2024, registered Feb 28, 2025 (142 days) · Other
- F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to F•••• A••••• A••••••• S•••••••• I•••left Aug 18, 2016, registered Aug 19, 2016 (1 days) · Other
- L••• B•••• J•••••• left C••••• I••••••••• A••••••• L•• for V•••••• A•••••••• I••• (registered 2025-02-28)Oct 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address