DFX Intelligence

E•••••••• O••••••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

E•••••••• O••••••••• C•••••••

Advisor at M••••••

Mansfield, MA | Boston, MA

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Search this name across graphsid dfx:ria:c80beb1c-c9c1-3969-1994-17cf8210f0c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 27, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 5, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jun 18, 2025	n/a	yes	Mansfield, MA\|Boston, MA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 31, 2018	May 21, 2025	no	NORTH SMITHFIELD, RI\|RIVERTON, WY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	M••••••	May 21, 2025	Jun 18, 2025	28	Firm change	Ibd to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	B••••• H••••• W••••• A•••••••• L••	Apr 18, 2018	Sep 29, 2017

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Jun 18, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 31, 2018 to May 21, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 6, 2012 to Apr 18, 2018factForm ADV
→ B••••• H••••• W••••• A•••••••• L••

Dated events

Occurred
May 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c80beb1c-c9c1-3969-1994-17cf8210f0c3
First observed: May 27, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.