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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

ALLIANZ GLOBAL INVESTORS EUROPE GMBH

CRD 157713

FRANKFURT AM MAIN, HESSEN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5a39231-5378-c530-b4df-759b80d3cdfd

Data as of Sep 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Sep 5, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $60BItem 5.F on the latest filing (2012-09-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $50B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1,089
SEC number: 801-72577
CRD: 157713
Filings on the tape: 2
First filed: Mar 27, 2012
Latest filed: Sep 5, 2012
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLIANZ ASSET MANAGEMENT AG	SOLE STOCKHOLDER	E	yes	10/2002	Mar 27, 2012	Sep 5, 2012
ALLIANZ FINANZBETEILIGUNGS GMBH	Stockholder	C	yes	08/2010	Mar 27, 2012	Sep 5, 2012
ALLIANZ GLOBAL INVESTORS HOLDING GMBH	SOLE STOCKHOLDER	E	yes	01/2006	Mar 27, 2012	Sep 5, 2012
ALLIANZ SE	SOLE STOCKHOLDER	E	yes	06/2005	Mar 27, 2012	Sep 5, 2012
ALLIANZ SE	Stockholder	D	yes	01/2003	Mar 27, 2012	Sep 5, 2012
DILWORTH, JAMES, DOTHARD	Ceo	Na	yes	04/2011	Mar 27, 2012	Sep 5, 2012
KOCK, CLAUDIA, VIOLETTA	MEMBER OF THE BOARD	Na	yes	04/2011	Mar 27, 2012	Sep 5, 2012
LEHMANN, DANIEL, NMN	MEMBER OF THE BOARD	Na	yes	04/2011	Mar 27, 2012	Sep 5, 2012
PETERS, MICHAEL, HUBERTUS	MEMBER OF THE BOARD	Na	yes	02/2012	Mar 27, 2012	Sep 5, 2012
RICHTER, JOHANNA, CATHARINA	HEAD OF LEGAL & COMPLIANCE	Na	yes	01/2010	Mar 27, 2012	Sep 5, 2012
UTERMANN, ANDREAS, ERNST FERDINAND	GLOBAL CHIEF INVESTMENT OFFICER	Na	yes	01/2012	Mar 27, 2012	Sep 5, 2012
WEIKL, CHRISTOPH, ANDREAS	CHIEF COMPLIANCE OFFICER	Na	yes	04/2011	Mar 27, 2012	Sep 5, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC	n/a	Former SEC adviser	$30B	N	yes	n/a
RCM CAPITAL MANAGEMENT LLC	n/a	Former SEC adviser	$21B	N	yes	n/a
RCM ASIA PACIFIC LIMITED	n/a	Former SEC adviser	$14B	N	yes	n/a
ADIG FONDSVERTRIEB GMBH	n/a	n/a	n/a	N	yes	n/a
AEQUITAS GMBH ALLIANZ EQUITY - ALTERNATIVE STRATEGIES	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS (TAIWAN) LTD	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS (UK) LTD.	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS FRANCE S.A.	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS HONG KONG LTD	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS IRELAND LTD.	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS ITALIA SGR S.P.A.	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS KAPITALANLAGEGESELLSCHAFT MBH	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a
ALLIANZ PENSION PARTNERS GMBH	n/a	n/a	n/a	N	yes	n/a
ALLIANZ TREUHAND GMBH	n/a	n/a	n/a	N	yes	n/a
FONDSDEPOT BANK GMBH	n/a	n/a	n/a	N	yes	n/a
PIMCO DEUTSCHLAND GMBH	n/a	n/a	n/a	N	yes	n/a
PIMCO EUROPE LTD.	n/a	n/a	n/a	N	yes	n/a
RCM (UK) LTD.	n/a	n/a	n/a	N	yes	n/a
RISKLAB GMBH	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Rotterdam	n/a	Netherlands	n/a	no
Zurich	n/a	Switzerland	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 27, 2012	$60B	$50B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$60B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (3)

→ ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ RCMRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ RCM ASIA PACIFIC LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Controls (11)

← DILWORTH, JAMES, DOTHARDOwnerCEO, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← WEIKL, CHRISTOPH, ANDREASOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← LEHMANN, DANIEL, NMNOwnerMEMBER OF THE BOARD, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← KOCK, CLAUDIA, VIOLETTAOwnerMEMBER OF THE BOARD, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← RICHTER, JOHANNA, CATHARINAOwnerHEAD OF LEGAL & COMPLIANCE, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← PETERS, MICHAEL, HUBERTUSOwnerMEMBER OF THE BOARD, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← UTERMANN, ANDREAS, ERNST FERDINANDOwnerGLOBAL CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← ALLIANZ ASSET MANAGEMENT AGOwnerSOLE STOCKHOLDER, ownership code E, foreign entity
Mar 27, 2012 to presentfactForm ADV
← ALLIANZ FINANZBETEILIGUNGS GMBHOwnerSTOCKHOLDER, ownership code C, foreign entity
Mar 27, 2012 to presentfactForm ADV
← ALLIANZ GLOBAL INVESTORS HOLDING GMBHOwnerSOLE STOCKHOLDER, ownership code E, foreign entity
Mar 27, 2012 to presentfactForm ADV
← ALLIANZ SEOwnerSTOCKHOLDER, ownership code D, foreign entity
Mar 27, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5a39231-5378-c530-b4df-759b80d3cdfd
First observed: Mar 27, 2012
Last observed: Sep 5, 2012 170 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLIANZ GLOBAL INVESTORS EUROPE GMBH

CRD 157713

FRANKFURT AM MAIN, HESSEN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5a39231-5378-c530-b4df-759b80d3cdfd

Data as of Sep 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLIANZ ASSET MANAGEMENT AG

SOLE STOCKHOLDER

yes

10/2002

Mar 27, 2012

Sep 5, 2012

ALLIANZ FINANZBETEILIGUNGS GMBH

Stockholder

yes

08/2010

Mar 27, 2012

Sep 5, 2012

ALLIANZ GLOBAL INVESTORS HOLDING GMBH

SOLE STOCKHOLDER

yes

01/2006

Mar 27, 2012

Sep 5, 2012

ALLIANZ SE

SOLE STOCKHOLDER

yes

06/2005

Mar 27, 2012

Sep 5, 2012

ALLIANZ SE

Stockholder

yes

01/2003

Mar 27, 2012

Sep 5, 2012

DILWORTH, JAMES, DOTHARD

Ceo

yes

04/2011

Mar 27, 2012

Sep 5, 2012

KOCK, CLAUDIA, VIOLETTA

MEMBER OF THE BOARD

yes

04/2011

Mar 27, 2012

Sep 5, 2012

LEHMANN, DANIEL, NMN

MEMBER OF THE BOARD

yes

04/2011

Mar 27, 2012

Sep 5, 2012

PETERS, MICHAEL, HUBERTUS

MEMBER OF THE BOARD

yes

02/2012

Mar 27, 2012

Sep 5, 2012

RICHTER, JOHANNA, CATHARINA

HEAD OF LEGAL & COMPLIANCE

yes

01/2010

Mar 27, 2012

Sep 5, 2012

UTERMANN, ANDREAS, ERNST FERDINAND

GLOBAL CHIEF INVESTMENT OFFICER

yes

01/2012

Mar 27, 2012

Sep 5, 2012

WEIKL, CHRISTOPH, ANDREAS

CHIEF COMPLIANCE OFFICER

yes

04/2011

Mar 27, 2012

Sep 5, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC

n/a

Former SEC adviser

$30B

yes

n/a

RCM CAPITAL MANAGEMENT LLC

n/a

Former SEC adviser

$21B

yes

n/a

RCM ASIA PACIFIC LIMITED

n/a

Former SEC adviser

$14B

yes

n/a

ADIG FONDSVERTRIEB GMBH

n/a

yes

n/a

AEQUITAS GMBH ALLIANZ EQUITY - ALTERNATIVE STRATEGIES

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS (TAIWAN) LTD

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS (UK) LTD.

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS FRANCE S.A.

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS HONG KONG LTD

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS IRELAND LTD.

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS ITALIA SGR S.P.A.

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS KAPITALANLAGEGESELLSCHAFT MBH

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS LUXEMBOURG S.A.

n/a

yes

n/a

ALLIANZ PENSION PARTNERS GMBH

n/a

yes

n/a

ALLIANZ TREUHAND GMBH

n/a

yes

n/a

FONDSDEPOT BANK GMBH

n/a

yes

n/a

PIMCO DEUTSCHLAND GMBH

n/a

yes

n/a

PIMCO EUROPE LTD.

n/a

yes

n/a

RCM (UK) LTD.

n/a

yes

n/a

RISKLAB GMBH

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Rotterdam

n/a

Netherlands

n/a

Zurich

n/a

Switzerland

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 27, 2012

$60B

$50B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$60B

n/a