DFX Intelligence

A•••••• J••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

A•••••• J••••• G•••••

Advisor at A•••• W••••• M•••••••••

WAVERLY, IA | Cedar Rapids, IA

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Search this name across graphsid dfx:ria:c82db4c7-ff68-7f51-9240-a0a821119449

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M•••••••••	Independent wealth	Mar 19, 2019	n/a	yes	Cedar Rapids, IA\|WAVERLY, IA	Current employment
A••••••• A••••••• S•••••••	Former SEC adviser	May 1, 2013	Mar 21, 2019	no	CEDAR RAPIDS, IA\|LINCOLN, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A••••••• S•••••••	A•••• W••••• M•••••••••	Mar 21, 2019	Mar 19, 2019	-2	Firm change	Ibd to RIA
H•••••• W••••• M•••••••••	A••••••• A••••••• S•••••••	Feb 22, 2013	May 1, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
14869:286201:NE:2019-03-21	Mar 21, 2019	Mar 19, 2019	LINCOLN, NE	Firm change

Relationships

Registered with (7)

→ A•••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 19, 2019 to presentfactForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 1, 2013 to Mar 21, 2019factForm ADV
→ H•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 24, 2012 to Feb 22, 2013factForm ADV
→ S•• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c82db4c7-ff68-7f51-9240-a0a821119449
First observed: Apr 25, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.