DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
OLDSMAR, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Jul 9, 2025 | n/a | yes | OLDSMAR, FL | Current employment |
| C•••••••• M••••••••• G•••• | Former SEC adviser | Jan 21, 2014 | Sep 23, 2025 | no | Tampa, FL|Waukesha, WI|Palm Harbor, FL|Oldsmar, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• M••••••••• G•••• | F•••• P••••••• W•••••• L•• | Sep 23, 2025 | Jul 9, 2025 | -76 | Bulk transfer | RIA to RIA |
| T•• M•••••••• C•••••• | C•••••••• M••••••••• G•••• | Jan 16, 2014 | Jan 21, 2014 |
| T•• M•••••••• C•••••• | Mixed wealth | Sep 10, 2012 | Jan 16, 2014 | no | THIENSVILLE, WI | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 25, 2007 | Jul 6, 2012 | no | BROOKFIELD, WI|M••••••••, WI | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Apr 23, 2007 | Jul 6, 2012 | no | Brookfield, WI | Previous registration |
| 5 |
| Firm change |
| Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T•• M•••••••• C•••••• | Jul 6, 2012 | Sep 10, 2012 | 66 | Firm change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jul 6, 2012 | Apr 25, 2007 | -1,899 | Channel change | Other |