DFX Intelligence

C••••••••• C•••••• U••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor13 years in industry

C••••••••• C•••••• U••••••••

Advisor at G•••••• S••••• W••••• M••••••••• L••

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c845663a-b614-6bd0-3459-d65e8c4d2ee2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 26, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• S••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• S••••• W••••• M••••••••• L••	Independent wealth	Nov 10, 2025	n/a	yes	OVERLAND PARK, KS	Current employment
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Mar 26, 2021	Sep 6, 2023	no	Lawrence, KS\|WEST CHESTER, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A••••••• P••••••• L••	G•••••• S••••• W••••• M••••••••• L••	Sep 6, 2023	Nov 10, 2025	796	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ G•••••• S••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 10, 2025 to presentfactForm ADV
→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: previous registration
Mar 26, 2021 to Sep 6, 2023factForm ADV

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c845663a-b614-6bd0-3459-d65e8c4d2ee2
First observed: Mar 26, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.