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Reading the graph
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Advisor at L•• F•••••••• L••
PRAIRIE VILLAGE, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 17, 2024 | n/a | yes | PRAIRIE VILLAGE, KS | Current employment |
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Nov 11, 2015 | Jul 29, 2024 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••• W• B•••• • C•• I••••••••• | L•• F•••••••• L•• | Jul 29, 2024 | Jul 17, 2024 | -12 | Firm change | RIA to ibd |
| M•••••• | F••••••••• F••••••••• L•• | Nov 16, 2015 |
| Previous registration |
| F••••••••• F••••••••• L•• | Former SEC adviser | May 22, 2015 | Nov 16, 2015 | no | OVERLAND PARK, KS | Previous registration |
| M•••••• | Bd affiliated wealth | Mar 17, 2015 | Nov 16, 2015 | no | OVERLAND PARK, KS | Previous registration |
| M•••••• W••••• A••••••• | Former SEC adviser | Oct 29, 2014 | Nov 16, 2015 | no | OVERLAND PARK, KS | Previous registration |
| M•••••• R••••••••• A•••••••• L•• | Former SEC adviser | Oct 21, 2014 | Nov 16, 2015 | no | OVERLAND PARK, KS | Previous registration |
| F••••••••• F••••••••• L•• | Former SEC adviser | Feb 25, 2014 | Nov 16, 2015 | no | LEAWOOD, KS | Previous registration |
| A••••••• C•••••• A••••••• S•••••••• I••• | Former SEC adviser | Jan 31, 2007 | Dec 31, 2012 | no | KANSAS CITY, MO|KANSAS CITY, MO | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 19, 2004 | May 25, 2005 | no | OVERLAND PARK, KS | Previous registration |
| -178 |
| Firm change after gap |
| Other |
| F••••••••• F••••••••• L•• | M•••••• R••••••••• A•••••••• L•• | Nov 16, 2015 | Oct 21, 2014 | -391 | Channel change | Other |
| M•••••• W••••• A••••••• | M•••••• | Nov 16, 2015 | Mar 17, 2015 | -244 | Firm change after gap | Other |
| F••••••••• F••••••••• L•• | R••••• W• B•••• • C•• I••••••••• | Nov 16, 2015 | Nov 11, 2015 | -5 | Firm change | Other |
| M•••••• R••••••••• A•••••••• L•• | M•••••• W••••• A••••••• | Nov 16, 2015 | Oct 29, 2014 | -383 | Channel change | Other |
| A••••••• C•••••• A••••••• S•••••••• I••• | F••••••••• F••••••••• L•• | Dec 31, 2012 | Feb 25, 2014 | 421 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | A••••••• C•••••• A••••••• S•••••••• I••• | May 25, 2005 | Jan 31, 2007 | 616 | Firm change after gap | Ibd to new firm |