DFX Intelligence

F••••• Z• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

F••••• Z• M••••••

Advisor at V••••••••• A••••••• S•••••••

Los Alamitos, CA | WOODBURY, NY

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Search this name across graphsid dfx:ria:c8569c07-82e8-4618-729f-d73948980f9a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• A••••••• S•••••••	Bd affiliated wealth	Jun 6, 2025	n/a	yes	WOODBURY, NY\|Los Alamitos, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Nov 26, 2012	Jun 6, 2025	no	Westlake Village, CA\|Los Alamitos, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	V••••••••• A••••••• S•••••••	Jun 6, 2025	Jun 6, 2025	0	Firm change	Ibd to ibd
U••• B•••••• I••••••••• I•••	W•••••• I••••••••• S•••••••••	Oct 29, 2012	Nov 26, 2012

Relationships

Registered with (5)

→ V••••••••• A••••••• S•••••••Registered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 26, 2012 to Jun 6, 2025factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Feb 23, 2006 to Oct 29, 2012factForm ADV
→ C••••••• I••••••••• S•••••••

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
F••••• Z• M•••••• left W•••••• I••••••••• S••••••••• for V••••••••• A••••••• S••••••• (registered 2025-06-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8569c07-82e8-4618-729f-d73948980f9a
First observed: Apr 1, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.