DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Fariba Z. Madison
Feed of 09/15/2026
Also filed as Fariba Zehtabian
At current firm
1 y
since Jun 6, 2025
In the industry
32 y
since Oct 8, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Vanderbilt Advisory Services BD affiliated currentsince Jun 6, 2025 · Woodbury, Ny
- Western International Securities formerNov 26, 2012 to Jun 6, 2025 · Westlake Village, Ca
- U.S. Bancorp Investments, Inc. formerFeb 23, 2006 to Oct 29, 2012 · Long Beach, Ca
- Citicorp Investment Services unclassifiedMar 23, 2005 to Feb 2, 2006 · Riverside, Ca
- Essex National Securities, Inc. formerApr 1, 2004 to Mar 4, 2005 · Napa, Ca
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to Vanderbilt Advisory Servicesleft Jun 6, 2025, registered Jun 6, 2025 (0 days) · Affiliated broker-dealer or bank to another
- U.S. Bancorp Investments, Inc. to Western International Securitiesleft Oct 29, 2012, registered Nov 26, 2012 (28 days) · Other
- Citicorp Investment Services to U.S. Bancorp Investments, Inc.left Feb 2, 2006, registered Feb 23, 2006 (21 days) · Other
- Essex National Securities, Inc. to Citicorp Investment Servicesleft Mar 4, 2005, registered Mar 23, 2005 (19 days) · Other
Signals
- Fariba Z. Madison left Western International Securities for Vanderbilt Advisory Services (registered 2025-06-06)Jun 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address