RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• S•••••• H•••••
- E•• I••••••••• G••••• L•• asset manager currentsince Feb 3, 2023 · Bala Cynwyd, Pa
- E•• I••••••••• G••••• L•• asset managerOct 16, 2018 to Dec 31, 2022 · Bala Cynwyd, Pa
- E•• I••••••••• G••••• L•• asset managerFeb 23, 2017 to Dec 31, 2017 · New York City, Ny
- R•••• B•••• I•••••••• unclassifiedSep 17, 2012 to Mar 13, 2014 · Summit, Nj
- C••••• A•••••• N••••••• L•• formerJun 27, 2011 to Jan 11, 2012 · Florham Park, Nj
- I•• C•••••• C•••• unclassifiedDec 18, 2007 to Dec 22, 2009 · New York, Ny
- R•••• B•••• I•••••••• to E•• I••••••••• G••••• L••left Mar 13, 2014, registered Feb 23, 2017 (1078 days) · Other
- C••••• A•••••• N••••••• L•• to R•••• B•••• I••••••••left Jan 11, 2012, registered Sep 17, 2012 (250 days) · Other
- I•• C•••••• C•••• to C••••• A•••••• N••••••• L••left Dec 22, 2009, registered Jun 27, 2011 (552 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address