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RIA / WealthAdvisor33 years in industry

GLENN STEVEN GOODSTEIN

Advisor at THE INVESTMENT HOUSE LLC

Del Mar, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE INVESTMENT HOUSE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 24, 1992
First registration: Sep 4, 2002
Dual registered: no
IAPD individual key: 2294989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE INVESTMENT HOUSE LLC	Independent wealth	Nov 6, 2012	n/a	yes	Del Mar, CA	Current employment
CARMEL CAPITAL PARTNERS, LLC	Independent wealth	Jan 24, 2012	Mar 14, 2016	no	SAN DIEGO, CA	Previous registration
FIRST WESTERN INVESTMENT MANAGEMENT, INC.	Former SEC adviser	Nov 13, 2009	Nov 20, 2012	no	LOS ANGELES, CA	Previous registration
GSG CAPITAL ADVISORS, LLC	Former SEC adviser	Apr 14, 2004	Jan 23, 2020	no	POWAY, CA\|CARLSBAD, CA	Previous registration
GKM ADVISERS, LLC	n/a	Aug 11, 2003	Aug 10, 2009	no	SANTA MONICA, CA\|CARLSBAD, CA	Previous registration
GKM ADVISERS INC.	n/a	Sep 4, 2002	Aug 12, 2003	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GSG CAPITAL ADVISORS, LLC	FIRST WESTERN INVESTMENT MANAGEMENT, INC.	Jan 23, 2020	Nov 13, 2009	-3,723	Firm change after gap	Other
CARMEL CAPITAL PARTNERS, LLC	THE INVESTMENT HOUSE LLC	Mar 14, 2016	Nov 6, 2012	-1,224	Firm change after gap	Other
FIRST WESTERN INVESTMENT MANAGEMENT, INC.	CARMEL CAPITAL PARTNERS, LLC	Nov 20, 2012	Jan 24, 2012	-301	Firm change after gap	Other
GKM ADVISERS, LLC	GSG CAPITAL ADVISORS, LLC	Aug 10, 2009	Apr 14, 2004	-1,944	Firm change after gap	Other
GKM ADVISERS INC.	GKM ADVISERS, LLC	Aug 12, 2003	Aug 11, 2003	-1	Firm change	Other

Relationships

Registered with (5)

→ THE INVESTMENT HOUSE LLCRegistered adviserregistration: current employment
Nov 6, 2012 to presentfactForm ADV
→ GSG CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 14, 2004 to Jan 23, 2020factForm ADV
→ CARMEL CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 24, 2012 to Mar 14, 2016factForm ADV
→ FIRST WESTERN INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 13, 2009 to Nov 20, 2012factForm ADV
→ GKM ADVISERS, LLCRegistered adviserregistration: previous registration
Aug 11, 2003 to Aug 10, 2009factForm ADV

Dated events

No dated event names this entity yet.