DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Glenn Steven Goodstein
Feed of 09/14/2026
At current firm
13 y
since Nov 6, 2012
In the industry
33 y
since Nov 24, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Investment House LLC independent RIA currentsince Nov 6, 2012 · Del Mar, Ca
- Carmel Capital Partners, LLC independent RIAJan 24, 2012 to Mar 14, 2016 · San Diego, Ca
- First Western Investment Management, Inc. formerNov 13, 2009 to Nov 20, 2012 · Los Angeles, Ca
- Gsg Capital Advisors, LLC formerApr 14, 2004 to Jan 23, 2020 · Poway, Ca
- Gkm Advisers, LLC unclassifiedAug 11, 2003 to Aug 10, 2009 · Santa Monica, Ca
- Gkm Advisers Inc. unclassifiedSep 4, 2002 to Aug 12, 2003 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Gsg Capital Advisors, LLC to First Western Investment Management, Inc.left Jan 23, 2020, registered Nov 13, 2009 (-3723 days) · Other
- Carmel Capital Partners, LLC to The Investment House LLCleft Mar 14, 2016, registered Nov 6, 2012 (-1224 days) · Other
- First Western Investment Management, Inc. to Carmel Capital Partners, LLCleft Nov 20, 2012, registered Jan 24, 2012 (-301 days) · Other
- Gkm Advisers, LLC to Gsg Capital Advisors, LLCleft Aug 10, 2009, registered Apr 14, 2004 (-1944 days) · Other
- Gkm Advisers Inc. to Gkm Advisers, LLCleft Aug 12, 2003, registered Aug 11, 2003 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address